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Sarbanes-Oxley Compliance
and Internal Control Services
Risk and Control Assessments
Controls Diagnostic and Transformation
Improve speed, efficiency and potential cost savings from better controls. We'll assess and evaluate your risk response plan and monitoring processes to validate your risks are addressed with controls that are well designed, and cost efficient.
Pre-Implementation Controls Review
We'll provide you a data-driven view of your risk exposure, and recommendations on effective and efficient controls, in advance of project go-live or new/changing regulatory requirements.
Process and Controls Documentation
We'll understand your processes and deliver documented process flows, highlighting risks and controls. We'll also evaluate your processes and controls to provide recommendations to better design or operate controls for speed, efficiency and cost-effectiveness.
Controls Maternity Assessment
We will evaluate your operating environment and internal controls program, and provide you a current state assessment of your internal controls program compared with industry standards and leading practices. We'll also develop prioritized recommendations to further mature and streamline your internal controls program.
Fraud Risk Assessment
We'll perform an evaluation of your internal control environment and assist with identification of potential fraud risks. We'll evaluate and provide a heat map of potential fraud indicators to help ensure appropriate fraud risk responses are in place and effective.
SOX Compliance Program Transformation
SOX Compliance Program Planning and Strategy
We provide strong, practical guidance to develop and optimize your SOX Compliance function. Whether your business is Pre-IPO or already public, we'll help you navigate the complex regulatory landscape, giving your SOX Compliance function the support it needs to succeed.
Risk Assessment and Controls Framework Evaluation
Our financial reporting risk and controls assessment uses a risk driven approach to help you understand the most critical risks that exist within your accounting and IT processes. Our team of experts will provide you with an accurate assessment of the controls that have been put in place to mitigate your financial reporting risks, giving you the peace of mind that your financial reporting is accurate, reliable and compliant.
SOX Compliance Program Diagnostic
Our SOX compliance program diagnostic service is designed to help you understand the efficiency and effectiveness of your SOX Compliance function. Our experienced consultants will perform an in-depth analysis of your program to ensure it meets all relevant regulatory requirements and identify practical recommendations to provide more enterprise value.
Deficiency Severity Analysis
Understand the true impact of any identified control deficiencies, significant deficiencies or material weaknesses. We'll help identify and evaluate the root cause of any identified control deficiency, assess the likelihood and magnitude of potential misstatement, and evaluate any compensating controls which may serve to reduce risk exposure and potential misstatement.
Internal Controls Functional Development
SOX Compliance Program Build and Transform
We understand the importance of SOX Compliance Program Development, which is why our team of expert risk consultants will work closely with you to develop SOX Compliance Program policies, operating procedures, controls testing methodology, resources, and analytics-driven reporting. With our customized approach, you can rest assured that your SOX Compliance Program will meet all regulatory requirements and reduce the risk of financial non-compliance in an efficient and cost-effective manner.
IPO and SOX Readiness Assessment
In advance of your company's IPO, we'll assess your current SOX Compliance Program capabilities and develop a customized road map to build a scalable SOX Compliance Program.
SOX Training and Development
Develop custom CPE-eligible SOX training delivered to your employees. SOX training focused on scoping and risk assessment, control design assessments and control effectiveness evaluation will improve your team's SOX skills and the effectiveness of your SOX Compliance program.